Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
551	NASD: Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 2 and 3 to the Proposed Rule Change Relating to the Implementation of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-05 13:07:41 Self-regulatory organizations Investment Chicago Stock Exchange Finance Stock market Mathematical finance Securities Exchange Act Regulation NMS New York Stock Exchange Financial markets Financial economics United States Securities and Exchange Commission
552	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]June 2, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Stock Exchan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-04 11:53:13 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Finance Regulation NMS Government SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress
553	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program; Rel. No[removed], File No. SR-PCX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:17:43 United States securities law Business 73rd United States Congress Financial regulation Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Short United States Securities and Exchange Commission Finance Financial economics
554	PCX: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Trading Securities Valued at Less Than $1.00 in Subpenny Increme Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-27 10:34:04 United States securities law 73rd United States Congress Stock market Securities Exchange Act Regulation NMS NYSE Arca Pacific Exchange U.S. Securities and Exchange Commission Chicago Stock Exchange United States Securities and Exchange Commission Self-regulatory organizations Economy of the United States
555	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 20, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-21 10:39:52 Investment Finance Stock market United States Securities and Exchange Commission United States securities law Electronic communication network NASDAQ Regulation NMS Securities Exchange Act Financial economics Financial markets Business
556	Final Rule: Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-22 15:28:08 Regulation NMS Investment Finance Stock market Alternative Trading Systems U.S. Securities and Exchange Commission National Market System Rulemaking Market data Financial markets United States Securities and Exchange Commission Financial economics
557	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary[removed]to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of “NMS stock”; Rel. No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-17 15:32:29 Investment United States securities law Financial markets 73rd United States Congress Stock market Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Short Financial economics United States Securities and Exchange Commission Finance
558	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange; Rel. No[removed], File No. SR-PCX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-09 16:11:46 73rd United States Congress United States Self-regulatory organizations Financial regulation Securities Exchange Act NASDAQ Regulation NMS NYSE Arca Securities Act United States Securities and Exchange Commission Economy of the United States United States securities law
559	Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Listing...; Rel. No[removed], File No. SR- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-12 11:04:43 73rd United States Congress United States securities law International Securities Exchange Financial system Securities Exchange Act Regulation NMS Finance Chicago Board Options Exchange U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial markets Financial economics
560	Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement...; Rel. No[removed], File No. SR Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-25 21:19:26 Self-regulatory organizations Investment Economy of the United States Chicago Stock Exchange Stock market Mathematical finance Securities Exchange Act Regulation NMS Order Financial markets Financial economics United States Securities and Exchange Commission

UPDATE